full-time
Sr Equity Options Trader
LPL Financial
- Employer
- LPL Financial
- Location
- Tempe, Arizona, United States
- Working pattern
- on-site
- Salary
- $86,726–$144,612 / year
About the role
Provide expert equity and options trading support to financial advisors and clients while ensuring compliance with regulatory requirements. Responsibilities include reviewing large trades, resolving settlement issues, and mentoring junior traders to improve desk efficiency. Requires FINRA Series 7 and 63/65 licenses, with Series 55 or 57 obtained within 90 days. Candidates must possess deep knowledge of equity and option markets and marketplace regulations.